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Posted on: Saturday, February 06, 2010 1:15 AM
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| INITIAL DECISION RELEASE NO. 367 ADMINISTRATIVE PROCEEDING FILE NO. 3-12944 UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C. ___________________________________ In the Matter of STEVEN ALTMAN, ESQ. ___________________________________ APPEARANCES: Donna S. McCaffrey, Christopher M. Bruckmann, and Melinda Hardy for the Office of General Counsel, Securities and Exchange Commission Jeffrey C. Hoffman for Steven Altman, Esq. BEFORE: Brenda P. Murray, Chief Administrative Law Judge BACKGROUND The Securities and Exchange Commission (Commission or SEC) |
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